Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Edward Hughes is a financial advisor with UBS Financial Services Inc. Jason has been in the financial services industry for over 20 years. Jason has a Series 7, 6, 63 and 65 and a Series 31 license. Jason is registered to provide investment advice in 33 states. Jason's career began at H&R Block Financial Advisors, Inc. in Detroit, MI. Jason then worked for Legg Mason Wood Walker, Incorporated in Baltimore, MD. After that, Jason joined Morgan Stanley DW Inc., then Morgan Stanley & Co. Incorporated before moving to Morgan Stanley Smith Barney, all in Sarasota, FL. Since 2012 Jason has been with UBS Financial Services Inc. in Sarasota, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/12/2012 - Present
UBS Financial Services Inc. (SARASOTA FL)
FL
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (SARASOTA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SARASOTA FL)
FL
09/16/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SARASOTA FL)
MD
02/08/2001 - 09/23/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
06/15/2000 - 01/16/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 3/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 6/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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