Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Edward Hughes is a financial advisor currently working with UBS Financial Services Inc. Jason has over 22 years of experience in the financial services industry. Jason holds Series 6, 7, 31, and 63 licenses, and has passed the SIE and Series 65 exams. Jason has worked for several companies throughout his career including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Legg Mason Wood Walker, Incorporated. Jason's previous experience includes working with H&R Block Financial Advisors, Inc. Jason is registered with the state of Florida as both a broker-dealer and an investment advisor representative. Jason is also registered in 32 other states as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/12/2012 - Present
UBS Financial Services Inc. (SARASOTA FL)
FL
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (SARASOTA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SARASOTA FL)
FL
09/16/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SARASOTA FL)
MD
02/08/2001 - 09/23/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
06/15/2000 - 01/16/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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