Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Duwayne Roen is a financial advisor with over 25 years of experience in the industry. Jason is registered to offer investment advisory services in Texas and Wisconsin. Currently, Jason is affiliated with LPL Financial LLC. Jason has previously worked at Waterstone Financial Group, Inc., Liberty Life Securities LLC, Walnut Street Securities, Inc., Nationwide Investment Services Corporation, and Nationwide Advisory Services, Inc. Jason's experience includes portfolio management for businesses and individuals, as well as financial planning and pension consulting. Jason holds the Series 6, Series 26, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
09/08/2009 - Present
LPL Financial LLC (MADISON WI)
WI
05/15/2009 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (MADISON WI)
WI
06/01/2007 - 05/15/2009
LIBERTY LIFE SECURITIES LLC (MADISON WI)
WI
03/12/2002 - 05/31/2007
WALNUT STREET SECURITIES, INC. (MADISON WI)
OH
01/06/2000 - 03/11/2002
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
07/22/1994 - 12/31/1999
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IA
Issued 06/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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