Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Schwartz is a financial professional with over 20 years of experience in the financial industry. He is currently registered with Finalis Securities LLC and holds a variety of licenses and certifications including Series 7, Series 63, Series 65, Series 79TO, and Series 82TO. Jason has worked for several major financial institutions including Lehman Brothers Inc., Goldman, Sachs & Co., and Chase Securities Inc. Jason has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/01/2021 - Present
Finalis Securities LLC (New York NY)
NY
10/29/2002 - 06/15/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/03/1998 - 01/30/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/11/1995 - 09/10/1996
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 03/25/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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