Unclaimed
Jason Douglas is a financial professional with over 15 years of experience in the industry. Jason has a strong background in investment banking and is currently registered with Truist Securities, Inc. Jason holds the Series 7, Series 79, and SIE licenses. Jason previously worked for REGIONS SECURITIES LLC, FIFTH THIRD SECURITIES, INC., and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/22/2022 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
04/15/2016 - 10/31/2022
REGIONS SECURITIES LLC (Charlotte NC)
NC
06/17/2010 - 01/20/2015
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
11/15/2005 - 06/23/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 10/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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