Unclaimed
Jason Dominic Garcia is an investment advisor representative with The Huntington Investment Co. based in Chicago, IL. Jason has been in the industry since 2001 and has a broad range of experience working with individuals, corporations, and charitable organizations. Jason is registered with FINRA and the state of Illinois. He is also a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
07/07/2023 - Present
THE Huntington Investment Co. (CHICAGO IL)
IL
01/26/2016 - 03/20/2023
LPL FINANCIAL LLC (WESTMONT IL)
TX
01/27/2011 - 01/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
IL
07/20/2007 - 12/16/2010
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
06/01/2006 - 07/17/2007
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
CT
08/05/2005 - 05/02/2006
UST SECURITIES CORP. (STAMFORD CT)
TX
11/30/2004 - 06/22/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/31/2002 - 11/29/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
10/19/2000 - 01/02/2002
CYBERTRADER, INC. (AUSTIN TX)
TX
04/26/2000 - 10/24/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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