Unclaimed
Jason Diaz is a registered representative with Pershing LLC, which is a FINRA-member firm. Jason is currently registered with the state of New Jersey. Jason Diaz has been in the securities industry since September 30, 2012. Before joining Pershing LLC, Jason Diaz worked for J.P. MORGAN SECURITIES LLC and J.P. MORGAN CLEARING CORP.. Jason has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/12/2023 - Present
Pershing LLC (JERSEY CITY NJ)
DE
10/01/2016 - 07/31/2023
J.P. MORGAN SECURITIES LLC (Newark DE)
NY
08/20/2012 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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