Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Derek Lee is a financial advisor with over 30 years of experience in the financial services industry. Jason currently holds a Series 7, Series 63 and Series 65 licenses, and he is registered with LPL Financial LLC in California. Jason has previously held positions with WAMU INVESTMENTS, INC., GRIFFIN FINANCIAL SERVICES, WELLS FARGO SECURITIES INC., FIRST INTERSTATE INVESTMENTS, INC., ESSEX NATIONAL SECURITIES, INC., and PRUDENTIAL SECURITIES INCORPORATED. Jason provides financial planning, investment management, and other advisory services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/24/2008 - Present
LPL Financial LLC (NORTHRIDGE CA)
CA
01/01/1999 - 01/07/2009
WAMU INVESTMENTS, INC. (BURBANK CA)
NA
03/07/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
07/15/1996 - 02/27/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
10/11/1994 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
10/03/1995 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/19/1993 - 10/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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