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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason David Williams is a financial advisor with Wells Fargo Clearing Services, LLC. Jason Williams is registered with the state of California and Texas as a Registered Representative and Investment Advisor Representative. Jason Williams has been in the financial services industry since August 2010. Prior to joining Wells Fargo Clearing Services, LLC, Jason Williams worked for J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., and U.S. BANCORP INVESTMENTS, INC.. Jason Williams is a Series 6, 7, 63, and 66 licensed professional. Jason Williams also holds a Securities Industry Essentials Examination. Jason Williams specializes in portfolio management for individuals and businesses, financial planning and selection of other advisors. Jason Williams also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/16/2022 - Present
Wells Fargo Clearing Services, LLC (MONTECITO CA)
CA
10/01/2012 - 06/17/2022
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
CA
03/22/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GOLETA CA)
CA
07/21/2010 - 03/04/2011
U.S. BANCORP INVESTMENTS, INC. (RANCHO CUCAMONGA CA)
BOTH
Issued 05/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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