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Jason David Bertram

Northwestern Mutual Investment Services, LLC

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About Jason David Bertram

Jason David Bertram is a financial advisor who has been in the industry since 2000. Jason is currently registered with Northwestern Mutual Investment Services, LLC in Baxter, Minnesota. Jason has a Series 6 and Series 63 license as well as a SIE exam. Jason also has been registered in several states, including Minnesota, Iowa, Colorado, Montana, North Dakota, Oklahoma, Oregon, South Dakota, and Washington. Prior to joining Northwestern Mutual Investment Services, LLC, Jason was registered with ROBERT W. BAIRD & CO. INCORPORATED. Jason has a strong background in the industry and is committed to providing clients with personalized financial advice.

Firm Information

Jason Bertram is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

7636 Design Rd Ste 125B

Baxter, MN 56425

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jason Bertram’s Registration & Firm History

MN

02/06/2014 - Present

Northwestern Mutual Investment Services, LLC (Baxter MN)

WI

01/02/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 3/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jason David Bertram. Review regulatory record here.
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