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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Daniel Phillips is a financial advisor with Cetera Investment Advisers LLC. Jason has been in the financial services industry since September 26, 1999. Cetera Investment Advisers LLC is a Registered Investment Adviser with the SEC. Jason is registered to provide investment advice in Connecticut and Texas. Jason holds the Series 6, 7, 24, 51, 63, and 66 licenses. Jason is also a Registered Principal with Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/12/2023 - Present
Cetera Investment Advisers LLC (NORTH HAVEN CT)
CT
09/27/1999 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (NORTH HAVEN CT)
BOTH
Issued 9/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/3/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 9/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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