Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Mathes has been in the financial services industry since July 3, 1998. Jason is registered as a broker-dealer in 30 states and as an Investment Advisor Representative in 2 states. Jason is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. and has been employed by the firm since September 1998. Previously, Jason was employed by Workman Securities Corporation from November 24, 1997, to June 11, 1998. Jason has passed the SIE, Series 6, Series 7, Series 31, and Series 63 exams. Jason has been registered with FINRA since April 17, 2001. Jason's professional experience and expertise include providing financial advice and investment management services to individuals, businesses, corporations, high-net-worth individuals, trusts, and estates. Jason is also a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., and provides investment advisory services to clients. Jason is committed to providing his clients with personalized financial advice and investment solutions that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/22/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
MN
11/24/1997 - 06/11/1998
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
IA
Issued 09/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jason Mathes is the right advisor for you? Invested Better is here to help.
