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Jason D. Volk

Nomura Securities International, Inc.

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About Jason D. Volk

Jason D. Volk is an active broker-dealer and investment advisor representative registered in all 50 states and Puerto Rico. Jason D. Volk has been in the industry since 2001 and has a broad range of experience in the financial services industry. Jason D. Volk is currently employed by Nomura Securities International, Inc. Previously, Jason D. Volk was employed by BARCLAYS CAPITAL INC. and Lehman Brothers Inc. Jason D. Volk provides research-related services to clients.

Firm Information

Jason Volk is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Jason Volk’s Registration & Firm History

NY

05/11/2012 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

09/22/2008 - 03/28/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/16/2001 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason D. Volk.
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