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Jason Curtis Smith

Capital Client Group, Inc.

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About Jason Curtis Smith

Jason Curtis Smith is a financial advisor with over 20 years of experience in the industry. Jason is registered with Capital Client Group, Inc. in California, and is a Chartered Financial Analyst (CFA). Jason has held previous positions with several firms including Nationwide Securities, LLC, Chase Investment Services Corp. and BANC One Securities Corporation. Jason holds a Series 7, Series 24, Series 4, Series 63 and Series 66 securities license.

Firm Information

Jason Smith is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Jason Smith’s Registration & Firm History

CA

04/09/2018 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

OH

01/15/2016 - 03/26/2018

NATIONWIDE FUND DISTRIBUTORS LLC (Columbus OH)

OH

07/29/2010 - 01/21/2016

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

10/13/2008 - 07/21/2010

NATIONWIDE SECURITIES, LLC (DUBLIN OH)

OH

07/26/2005 - 09/17/2008

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

IL

05/10/2005 - 11/04/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

CA

05/06/2004 - 05/05/2005

SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)

IL

12/14/1998 - 05/13/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/25/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/20/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/31/2007

Series 4 - Registered Options Principal Examination

BC

Issued 02/06/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Curtis Smith.
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