Unclaimed
Jason Curtis Smith is a financial advisor with over 20 years of experience in the industry. Jason is registered with Capital Client Group, Inc. in California, and is a Chartered Financial Analyst (CFA). Jason has held previous positions with several firms including Nationwide Securities, LLC, Chase Investment Services Corp. and BANC One Securities Corporation. Jason holds a Series 7, Series 24, Series 4, Series 63 and Series 66 securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
04/09/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
OH
01/15/2016 - 03/26/2018
NATIONWIDE FUND DISTRIBUTORS LLC (Columbus OH)
OH
07/29/2010 - 01/21/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
10/13/2008 - 07/21/2010
NATIONWIDE SECURITIES, LLC (DUBLIN OH)
OH
07/26/2005 - 09/17/2008
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IL
05/10/2005 - 11/04/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
05/06/2004 - 05/05/2005
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
IL
12/14/1998 - 05/13/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 06/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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