Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Richards is a financial advisor with over 25 years of experience in the financial industry. Jason is registered with LPL Financial LLC and holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Jason is also a Certified Financial Planner. Before joining LPL Financial, Jason worked for Mutual Service Corporation, FSC Securities Corporation, OneAmerica Securities, Inc., American United Life Insurance Company, Park Avenue Securities LLC, and Guardian Investor Services Corporation. Jason specializes in providing financial planning, investment management, and retirement planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
09/08/2009 - Present
LPL Financial LLC (ASHBURN VA)
VA
09/11/2006 - 09/08/2009
MUTUAL SERVICE CORPORATION (ASHBURN VA)
VA
01/28/2005 - 09/21/2006
FSC SECURITIES CORPORATION (MCLEAN VA)
IN
12/08/1999 - 02/03/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
12/08/1999 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
NY
05/03/1999 - 11/30/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/20/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
KS
01/18/1991 - 05/30/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 10/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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