Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Christopher Suciu is an investment advisor representative with UBS Financial Services Inc. Jason has been in the securities industry for 27 years. Jason holds the Series 31, Series 7, Series 63 and Series 65 licenses, as well as the SIE exam. Jason is registered in 36 states. Prior to joining UBS, Jason worked at CITIGROUP GLOBAL MARKETS INC. and DEAN WITTER REYNOLDS INC. Jason specializes in providing financial planning, educational seminars, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
10/18/2021 - Present
UBS Financial Services Inc. (NORTHBROOK IL)
IL
09/28/1999 - 05/29/2008
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
12/11/1996 - 12/06/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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