Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Christopher Romero is a financial advisor with Raymond James Financial Services Advisors, Inc. Jason has been in the industry since 2000 and has a wide range of experience in helping individuals and families reach their financial goals. Jason is a registered representative in Arizona, California, and Texas. He is also a registered investment advisor in Arizona, California, and Texas. Jason's firm is based in Glendale, AZ and is currently registered with the Securities and Exchange Commission (SEC) as an investment advisor. The firm provides a wide range of financial advisory services, including portfolio management, financial planning, and retirement planning. Jason has also held previous positions at LPL Financial LLC, ING Investments Distributor, LLC, M&I Financial Advisors, INC., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Wells Fargo Brokerage Services, L.L.C., Vanguard Marketing Corporation, and SunAmerica Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
06/07/2019 - Present
Raymond James Financial Services Advisors, Inc. (Glendale AZ)
AZ
04/11/2014 - 02/27/2019
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
06/18/2012 - 04/24/2014
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
AZ
03/20/2007 - 04/25/2011
M&I FINANCIAL ADVISORS, INC (SCOTTSDALE AZ)
AZ
12/13/2000 - 08/24/2006
WELLS FARGO INVESTMENTS, LLC (SUN CITY AZ)
CA
08/11/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
09/01/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
PA
06/04/1998 - 06/30/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
AZ
03/09/1998 - 05/19/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 08/29/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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