Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Christopher Klein is a financial advisor with over 30 years of experience in the financial services industry. Jason is currently registered with UBS Financial Services Inc. and has previously been registered with McDonald Investments Inc., Key Investments Inc., Tucker Anthony Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jason holds FINRA Series 7, 31, and 63 licenses, and the SIE and Series 65 exams. He is also registered with the states of Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming. Jason is a seasoned professional who is committed to providing his clients with personalized financial advice. He is also a member of Secrets of Champions, a peak performance training program for sports and business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/18/2019 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (WILLIAMSVILLE NY)
OH
01/29/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
MA
02/05/1996 - 01/31/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
09/18/1990 - 03/28/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jason Klein is the right advisor for you? Invested Better is here to help.
