Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Chiu-Jui Chiu has been in the financial industry since 2001. Jason is currently a registered representative with Citigroup Global Markets Inc. Jason is a Registered Options Principal and General Securities Principal. Jason has a Series 66 license, a Series 63 license, a Series 4 license and a Series 24 license. Jason specializes in providing asset allocation advice, financial planning, pension consulting, portfolio management for businesses and individuals, and publication of periodicals. Prior to joining Citigroup Global Markets Inc. Jason was with Cetera Investment Services LLC. Jason has a Series 7 license and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/25/2023 - Present
Citigroup Global Markets Inc. (Chino Hills CA)
CA
04/14/2014 - 09/22/2023
CETERA INVESTMENT SERVICES LLC (MONTEREY PARK CA)
CA
06/22/2010 - 04/17/2014
CITIGROUP GLOBAL MARKETS INC. (CITY OF INDUSTRY CA)
CA
07/21/2009 - 01/12/2010
WELLS FARGO INVESTMENTS, LLC (ARCADIA CA)
CA
09/19/2007 - 05/06/2009
E*TRADE SECURITIES LLC (ALHAMBRA CA)
CA
06/12/2006 - 09/04/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
07/25/2001 - 06/08/2006
GLOBAL-AMERICAN INVESTMENTS, INC. (WALNUT CA)
CA
01/05/2001 - 05/31/2001
LEO GROUP, INC. (NEWPORT BEACH CA)
BOTH
Issued 7/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/1/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/1/2006
Series 4 - Registered Options Principal Examination
BC
Issued 8/9/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/4/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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