Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Sperber is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since August 2007. Jason Sperber has passed the Series 63, 66, 7, and SIE exams. Jason Sperber has experience in both Broker/Dealer and Investment Advisor roles with prior employment with RBC Capital Markets, LLC, Wells Fargo Advisors, LLC, Wachovia Securities, LLC and Oppenheimer & Co. Inc. Jason Sperber works in the PARAMUS, NJ branch office of Wells Fargo Clearing Services, LLC. Jason Sperber is registered in several states including Arizona, Arkansas, California, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/11/2020 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NJ
10/01/2009 - 08/25/2020
RBC CAPITAL MARKETS, LLC (PARAMUS NJ)
NJ
12/10/2007 - 09/30/2009
WELLS FARGO ADVISORS, LLC (WAYNE NJ)
NJ
08/06/2007 - 10/10/2007
WACHOVIA SECURITIES, LLC (SUMMIT NJ)
NY
06/04/2007 - 07/23/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 11/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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