Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Caldwell is an investment advisor representative with J.P. Morgan Securities LLC. Jason has been in the industry since September 19, 2011. Jason is registered with the state of New York, and Texas. Jason Caldwell is also a registered Investment Advisor with the state of New York, and Texas. The advisor is registered with 53 states and has held previous registrations with firms like Goldman Sachs & Co. LLC, Lazard Asset Management Securities LLC, HRC Fund Associates, LLC, and MetLife Investors Distribution Company. Jason has experience in financial planning, pension consulting and portfolio management for businesses and individuals. The advisor's firm is J.P. Morgan Securities LLC and has over $50 billion in assets under management and 262,026 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/14/2023 - Present
J.p. Morgan Securities LLC (New York NY)
NY
07/29/2018 - 07/21/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
04/11/2014 - 05/23/2018
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
01/17/2013 - 04/02/2014
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
CT
05/30/2011 - 12/12/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
IA
Issued 11/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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