Unclaimed
Jason Jerutis is a financial professional with over 10 years of experience in the industry. Jason is currently registered with Nomura Securities International, Inc. and has previously worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and FIRST INVESTORS CORPORATION. Jason holds a variety of licenses and certifications including Series 6, 7, 24, 63, 66 and SIE. Jason has extensive experience working with a range of clients including high-net-worth individuals and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/03/2023 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
10/08/2013 - 12/01/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/08/2002 - 06/17/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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