Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Butch Ficken is a financial professional with over 20 years of experience in the industry. Jason is currently registered with Quadriga Securities, LLC and is located in Denver, CO. Prior to joining Quadriga Securities, LLC, Jason was affiliated with INTEGRIS SECURITIES, LLC, HEADWATERS BD, LLC, RAYMOND JAMES & ASSOCIATES, INC., and MORGAN STANLEY & CO., INCORPORATED. Jason holds FINRA Series 7, 24, 79TO, and SIE licenses. Jason is also registered as a principal with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/14/2010 - Present
Quadriga Securities, LLC (DENVER CO)
CO
05/13/2009 - 12/14/2010
INTEGRIS SECURITIES, LLC (DENVER CO)
CO
03/28/2003 - 02/10/2009
HEADWATERS BD, LLC (DENVER CO)
FL
03/11/2002 - 02/20/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
09/04/2001 - 11/30/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jason Ficken is the right advisor for you? Invested Better is here to help.
