Unclaimed
Jason Brahin is a financial professional with over 20 years of experience in the industry. Jason is currently registered with BNP Paribas Securities Corp. Jason has previously held positions at Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., DAIWA SECURITIES AMERICA INC., and NOMURA SECURITIES INTERNATIONAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/03/2020 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/29/2009 - 03/04/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/15/2009 - 09/02/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/01/2008 - 04/29/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/14/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/12/2005 - 08/24/2007
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
03/29/2005 - 07/14/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/10/1999 - 04/19/2002
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 04/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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