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Jason Behzadi

Cowen AND Co.

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About Jason Behzadi

Jason Behzadi is a financial professional with over 14 years of experience in the financial services industry. Jason is currently registered with Cowen and Co. in New York. Previously, Jason worked at RBC Capital Markets, LLC and Barclays Capital Inc. Jason holds the Series 7, 55, 57TO, and SIE licenses. Jason is a licensed securities representative in Connecticut and New York.

Firm Information

Jason Behzadi is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Behzadi’s Registration & Firm History

NY

08/09/2022 - Present

Cowen AND Co. (NEW YORK NY)

NY

05/18/2020 - 08/23/2022

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/22/2008 - 04/01/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/07/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/10/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Behzadi.
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