Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Battle is a financial professional with over 13 years of experience in the securities industry. Jason is currently registered with Cantor Fitzgerald & Co. and CF Secured, LLC. Jason has held previous roles at Goldman Sachs & Co. LLC. Jason holds licenses including Series 7, Series 63, Series 99TO and the SIE. Jason is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/01/2018 - Present
Cantor Fitzgerald & Co. (CHICAGO IL)
NY
08/17/2009 - 07/27/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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