Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Flaxman is a financial professional with over 17 years of experience in the industry. Jason is currently registered with Wells Fargo Securities, LLC and holds several licenses including Series 7, 31, 66, SIE, and 99TO. Jason has previously worked for J.P. Morgan Securities LLC, Morgan Stanley, UBS Financial Services Inc., and UBS International Inc.. Jason has a strong background in securities and investments and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2016 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/10/2013 - 03/01/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/10/2012 - 09/12/2013
MORGAN STANLEY (PURCHASE NY)
NJ
08/28/2009 - 08/13/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/19/2006 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
03/23/2005 - 01/24/2006
MORGAN STANLEY DW INC. (GARDEN CITY NY)
BOTH
Issued 04/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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