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Jason Arthur Matthies

National Financial Services LLC

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About Jason Arthur Matthies

Jason Matthies is a financial professional with over 20 years of experience in the financial services industry. Jason is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC in California. He holds a Series 66, Series 63, Series 24, SIE and Series 7 licenses. In addition to his current role, Jason has previously worked with Ameriprise Financial Services, Inc., IDS Life Insurance Company and Charles Schwab & Co., Inc.

Firm Information

Jason Matthies is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Matthies’s Registration & Firm History

CA

11/23/2023 - Present

National Financial Services LLC (SAN FRANCISCO CA)

CA

07/12/2007 - 01/06/2010

NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)

CA

06/16/2004 - 12/13/2006

AMERIPRISE FINANCIAL SERVICES, INC. (SANTA ROSA CA)

MN

06/16/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

TX

05/05/2000 - 12/31/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 08/03/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jason Arthur Matthies. Review regulatory record here.
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