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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Aron Elfenbein is a financial advisor with over 24 years of experience in the industry. Currently Jason is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in both New York and New Jersey. Jason has also held previous positions at BANC of America Investment Services, INC., QUICK & REILLY, INC., and MORGAN STANLEY DW INC. Jason has a broad range of experience, having worked with various clients including individuals, corporations, institutions, and high net worth individuals. Jason holds multiple licenses and designations including Series 7, 63, 65, 24, 31, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
01/04/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPPER MONTCLAIR NJ)
MA
10/20/2004 - 02/02/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/29/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/25/1996 - 12/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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