Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Cardin is an active investment advisor representative who has been in the financial services industry since March 19, 2004. Jason is currently registered with LPL Financial LLC and holds various licenses and certifications, including Series 66, Series 65, Series 63, Series 53, Series 4, Series 51, Series 24, Series 99TO, Series 52TO, SIE, Series 55 and Series 7. Jason has previously worked with Lincoln Investment, HSBC Securities (USA) Inc., MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., Metropolitan Life Insurance Company, WM Financial Services, Inc., AEGIS Capital Corp. and Dirks & Company, Inc. Jason is a registered representative in numerous states and specializes in providing financial advice to individuals, corporations, pension and profit sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/03/2024 - Present
LPL Financial LLC (FORT MILL SC)
PA
01/27/2022 - 12/11/2023
LINCOLN INVESTMENT (Fort Washington PA)
SC
11/25/2020 - 01/18/2022
LPL FINANCIAL LLC (FORT MILL SC)
NY
12/09/2013 - 06/05/2020
HSBC SECURITIES (USA) INC. (DEPEW NY)
NJ
12/19/2006 - 11/13/2013
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
12/19/2006 - 11/13/2013
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
12/19/2006 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
12/19/2006 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
12/19/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
12/20/2005 - 09/27/2006
WM FINANCIAL SERVICES, INC. (YONKERS NY)
NY
10/31/2002 - 04/28/2005
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/23/2002 - 11/01/2002
DIRKS & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 12/27/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/01/2008
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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