Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Hartbauer is a financial professional with over seven years of experience in the industry. Jason is a registered representative of Northwestern Mutual Investment Services, LLC, a broker-dealer and registered investment adviser, and is currently located at the firm's Laramie, Wyoming branch office. Jason offers investment advisory and brokerage services to individuals and institutions. He holds Series 6 and Series 63 securities licenses and the SIE exam. Jason is registered in 35 states and the District of Columbia, and has worked with a wide range of clients over the years. Jason is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WY
03/22/2016 - Present
Northwestern Mutual Investment Services, LLC (Laramie WY)
BC
Issued 04/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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