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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Gilman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has been in the industry since 1992 and has experience in various roles, including working with The O.N. Equity Sales Company and NYLIFE Securities LLC. Jason holds Series 7, 9, 10, 24, 52TO, 53, 63, and 65 licenses. Jason is registered in 53 states and the District of Columbia as a broker-dealer and investment advisor. Jason specializes in helping clients with a range of investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
04/26/2021 - 12/06/2021
NYLIFE SECURITIES LLC (SAN FRANCISCO CA)
OH
06/22/2018 - 11/23/2020
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CA
11/23/2015 - 08/09/2017
WADDELL & REED (NAPA CA)
CA
07/27/1992 - 12/01/2015
METLIFE SECURITIES INC. (SANTA ROSA CA)
CA
07/27/1992 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SANTA ROSA CA)
IA
Issued 06/01/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2022
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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