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Jason Alexander Thurm

Guggenheim Securities, LLC

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About Jason Alexander Thurm

Jason Alexander Thurm is a financial advisor who is currently registered with Guggenheim Securities, LLC in Boston, Massachusetts. Jason previously worked for Citigroup Global Markets Inc. in New York, New York. Jason is licensed to sell securities in Massachusetts and holds the Series 63, SIE and Series 79TO licenses.

Firm Information

Jason Thurm is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Thurm’s Registration & Firm History

MA

04/05/2022 - Present

Guggenheim Securities, LLC (Boston MA)

NY

05/29/2020 - 03/02/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Alexander Thurm.
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