Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Albert Smith has been in the securities industry since June 5, 2012. Jason is currently registered with BNP Paribas Securities Corp. Jason has also previously worked with BNP PARIBAS PRIME BROKERAGE, INC., ICAP CORPORATES LLC and LINKBROKERS DERIVATIVES LLC. Jason holds the following FINRA licenses: Series 7, Series 55, Series 63, Series 57TO, Series 99TO, and SIE. Jason is currently registered in New York and has previously been registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/30/2015 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
06/18/2015 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NJ
11/22/2013 - 04/22/2014
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
04/01/2013 - 08/30/2013
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
06/06/2011 - 04/29/2013
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
BC
Issued 06/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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