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Jason Alan Harman

Smbc Nikko Securities America, Inc.

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About Jason Alan Harman

Jason Harman is a financial professional with experience in the securities industry. Jason holds the Series 7TO and SIE licenses. Jason Harman is currently registered with Smbc Nikko Securities America, Inc. and is located in the New York branch office. Jason was previously registered with AQR INVESTMENTS, LLC in Greenwich, Connecticut.

Firm Information

Jason Harman is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Harman’s Registration & Firm History

NY

02/21/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

CT

12/06/2019 - 07/31/2020

AQR INVESTMENTS, LLC (Greenwich CT)

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Licenses & Designations

BC

Issued 12/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jason Alan Harman.
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