Unclaimed
Jason Harman is a financial professional with experience in the securities industry. Jason holds the Series 7TO and SIE licenses. Jason Harman is currently registered with Smbc Nikko Securities America, Inc. and is located in the New York branch office. Jason was previously registered with AQR INVESTMENTS, LLC in Greenwich, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CT
12/06/2019 - 07/31/2020
AQR INVESTMENTS, LLC (Greenwich CT)
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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