Unclaimed
Jason Alan Dobis is a financial advisor with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota. Jason has been in the securities industry since June 17, 2001. Jason is registered with FINRA and has a Series 7, Series 24, and Series 63 license. Jason is also registered in Minnesota and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/13/2018 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
MN
11/11/2003 - 06/19/2018
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MO
04/23/2002 - 11/11/2003
EDWARD JONES (ST. LOUIS MO)
FL
06/13/2001 - 04/17/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 09/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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