Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Cummings is a financial advisor with Principal Securities, Inc. with over 20 years of experience in the financial services industry. Jason is a registered representative in Missouri and Texas. His expertise includes investment advice, financial planning, and retirement planning. Jason also offers educational seminars and consulting services. He is committed to helping his clients achieve their financial goals. Jason has previously been registered with Northwestern Mutual Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MO
01/02/2024 - Present
Principal Securities, Inc. (SAINT LOUIS MO)
MO
07/21/2021 - 12/13/2023
MML INVESTORS SERVICES, LLC (Chesterfield MO)
MO
05/01/2020 - 07/02/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Chesterfield MO)
OH
09/29/2011 - 11/29/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
OH
06/15/2011 - 07/25/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBUS OH)
IA
Issued 08/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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