Unclaimed
Jason Tauber is a financial advisor with Neuberger Berman BD LLC. Jason has been in the financial services industry since 2004 and is a registered representative in New Jersey and New York. He holds the Series 7, Series 63 and Series 87 licenses and is also a Chartered Financial Analyst (CFA). Jason's previous employment includes Lehman Brothers Inc. In addition to his duties at Neuberger Berman BD LLC, Jason also provides portfolio management services to various clients through Neuberger Berman Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/22/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/11/2004 - 09/14/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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