Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Matthews is a financial advisor at Wells Fargo Clearing Services, LLC in Salt Lake City, Utah. Jason has been in the industry since 2007 and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state of Utah. Jason holds multiple FINRA licenses including Series 7, 6, 63, 66, 9 and 10. Jason has a long history in the financial services industry, having worked with several firms before joining Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/08/2016 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
NY
11/17/2009 - 09/06/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
UT
05/13/2009 - 11/10/2009
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/01/2008 - 02/11/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
08/13/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
BOTH
Issued 11/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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