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Jason Adam Krystal

Smbc Nikko Securities America, Inc.

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About Jason Adam Krystal

Jason Krystal is a financial advisor with Smbc Nikko Securities America, Inc. located in New York, NY. Jason has been in the industry since 2013. Jason is a Series 7 and Series 63 licensed professional, holding registrations in 51 states. Jason holds a Series 63 license obtained in 2015 and a Series 7 license from 2014. Jason has prior work experience with UBS Securities LLC and Tradeweb LLC.

Firm Information

Jason Krystal is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Krystal’s Registration & Firm History

NY

02/03/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/14/2017 - 01/03/2023

UBS SECURITIES LLC (NEW YORK NY)

NY

05/13/2014 - 09/06/2016

TRADEWEB L.L.C (NEW YORK NY)

NY

06/07/2007 - 05/14/2009

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There is public disclosure for Jason Adam Krystal. Review regulatory record here.
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