Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Abraham Pront is a financial advisor registered with Jefferies LLC. Jason has been active in the securities industry since December 2, 2015. Jason has passed the Series 3, 7, 24, 55, 57, and 66 exams. He has held previous roles at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CATHAY FINANCIAL INC. Jason has a wide range of experience in the financial industry and is dedicated to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/08/2020 - Present
Jefferies LLC (CHARLOTTE NC)
NC
05/21/2019 - 09/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENSBORO NC)
NY
10/20/2006 - 10/02/2007
CATHAY FINANCIAL INC (NEW YORK NY)
NY
04/07/2005 - 08/08/2006
CATHAY FINANCIAL INC (NEW YORK NY)
NY
01/29/2004 - 04/08/2005
CHARLTON SPECIALIST PARTNERS LLC (NEW YORK NY)
BOTH
Issued 07/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/10/2023
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/2021
Series 57TO - Securities Trader Exam
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jason Pront is the right advisor for you? Invested Better is here to help.
