Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Waugh is a financial advisor with Park Avenue Securities LLC. Jason has been in the industry since 2007 and is registered in 13 states. Jason is a Certified Financial Planner and holds Series 6, 7, 24, 26 and 66 licenses. Jason specializes in financial planning, portfolio management for individuals, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
04/10/2017 - Present
Park Avenue Securities LLC (MADISON WI)
WI
03/25/2017 - 04/07/2017
MML INVESTORS SERVICES, LLC (MIDDLETON WI)
WI
12/18/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MIDDLETON WI)
WI
02/27/2014 - 01/02/2015
NEW ENGLAND SECURITIES (MIDDLETON WI)
WI
10/01/2012 - 12/19/2012
J.P. MORGAN SECURITIES LLC (MADISON WI)
WI
04/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MADISON WI)
WI
03/26/2007 - 12/01/2011
PFS INVESTMENTS INC. (PEWAUKEE WI)
BOTH
Issued 03/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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