Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason A. Walters is an experienced financial professional with over 20 years in the industry. Jason is currently registered with Robert W. Baird & Co. Inc. Prior to joining Robert W. Baird & Co. Inc., Jason worked at CANTOR FITZGERALD & CO., WELLS FARGO SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SUNTRUST ROBINSON HUMPHREY, INC., and MORGAN KEEGAN & COMPANY, INC. Jason holds multiple licenses including Series 7, Series 9, Series 24, Series 52, Series 57, Series 63, Series 65, and Series 99. Jason is a valuable resource for clients seeking advice on a wide range of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
06/22/2020 - Present
Robert W. Baird & Co. Inc. (Germantown TN)
TN
08/17/2018 - 06/24/2020
CANTOR FITZGERALD & CO. (MEMPHIS TN)
TN
08/03/2015 - 08/27/2018
WELLS FARGO SECURITIES, LLC (MEMPHIS TN)
TN
04/03/2012 - 08/19/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
02/11/2009 - 04/04/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
12/20/2007 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GERMANTOWN TN)
TN
04/27/2007 - 11/19/2007
SUNTRUST ROBINSON HUMPHREY, INC. (MEMPHIS TN)
TN
02/12/2002 - 05/02/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
08/22/2000 - 04/27/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 01/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/17/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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