Unclaimed
Jason Knight is a financial professional based in Portland, Maine. Jason is a registered representative with Foreside Fund Services, LLC and has been in the industry since 2006. Jason is a licensed Series 7, Series 24 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
09/09/2009 - Present
Foreside Fund Services, LLC (PORTLAND ME)
ME
03/31/2020 - 12/31/2022
QUASAR DISTRIBUTORS, LLC (Portland ME)
ME
05/16/2019 - 12/31/2022
PARNASSUS FUNDS DISTRIBUTOR, LLC (Portland ME)
ME
01/29/2018 - 12/31/2022
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
FORESIDE FUNDS DISTRIBUTORS LLC (Portland ME)
ME
01/29/2018 - 12/31/2022
FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
IMST DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
MGI FUNDS DISTRIBUTORS, LLC (Portland ME)
ME
01/29/2018 - 12/31/2022
NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
ORBIS INVESTMENTS (U.S.), LLC (PORTLAND ME)
ME
01/29/2018 - 12/31/2022
STERLING CAPITAL DISTRIBUTORS, LLC (Portland ME)
ME
01/29/2018 - 12/31/2022
VT DISTRIBUTORS LLC (PORTLAND ME)
ME
06/19/2015 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (Portland ME)
ME
01/29/2018 - 08/08/2022
FORESIDE INVESTMENT SERVICES, LLC (PORTLAND ME)
ME
01/29/2018 - 06/23/2020
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/29/2018 - 06/23/2020
FORESIDE ASSOCIATES, LLC (PORTLAND ME)
ME
01/29/2018 - 06/23/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (PORTLAND ME)
ME
01/29/2018 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
ME
01/22/2015 - 12/31/2017
FORESIDE GLOBAL SERVICES, LLC (PORTLAND ME)
ME
01/26/2015 - 08/18/2016
ORBIS INVESTMENTS (U.S.), LLC (PORTLAND ME)
ME
06/05/2008 - 09/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
ME
01/05/2007 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
NE
05/28/1999 - 02/01/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 01/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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