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Jasneeraj Singh Dhanoa

UBS Securities LLC

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About Jasneeraj Singh Dhanoa

Jasneeraj Singh Dhanoa is a financial professional with UBS Securities LLC. Jasneeraj has been in the financial services industry since 2014 and holds the Series 63, SIE, and Series 79 licenses. Jasneeraj is registered to provide investment advice in all 50 states and the District of Columbia.

Firm Information

Jasneeraj Dhanoa is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jasneeraj Dhanoa’s Registration & Firm History

NY

06/30/2014 - Present

UBS Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 07/15/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jasneeraj Singh Dhanoa.
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