Unclaimed
Jasmine Springer is a financial advisor who has been active in the industry since 1993. Jasmine is currently registered with Morgan Stanley. Previously, Jasmine was registered with CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KEDEM CAPITAL CORPORATION, FIRST EMPIRE SECURITIES, INC. and WELLSHIRE SECURITIES, INC. Jasmine holds the Series 7, Series 31, Series 63, and Series 65 licenses. Jasmine has been recognized as a leader in the financial services industry and has been featured in numerous publications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/09/2024 - Present
Morgan Stanley (Garden City NY)
NY
09/19/2016 - 05/08/2024
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
01/08/1994 - 09/20/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/21/1993 - 11/18/1993
KEDEM CAPITAL CORPORATION (MELVILLE NY)
NY
04/24/1991 - 01/01/1992
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NA
02/13/1990 - 03/29/1990
WELLSHIRE SECURITIES, INC.
IA
Issued 08/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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