Unclaimed
Jasmine Shah is a financial advisor with Northwestern Mutual Investment Services, LLC. She is based in Beavercreek, OH and is licensed to sell securities in Massachusetts, Ohio, and Washington. Jasmine has over 1 year of experience in the financial services industry and holds the Series 6TO, Series 7TO, and SIE licenses. She is a graduate of the University of Dayton.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
10/02/2023 - Present
Northwestern Mutual Investment Services, LLC (Beavercreek OH)
BC
Issued 10/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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