Unclaimed
Jasmine Enid Ards is a financial advisor currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc. Based in Cedar Rapids, Iowa, Jasmine has been in the industry since 2008 and holds Series 7, 24, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/30/2021 - Present
Securities Management & Research, Inc. (Cedar Rapids IA)
GA
03/25/2013 - 04/27/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
GA
06/17/2011 - 03/27/2013
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
03/28/2008 - 10/07/2010
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 04/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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