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Jarvis Rahsan Sutton

Casey Securities LLC

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About Jarvis Rahsan Sutton

Jarvis Rahsan Sutton is a securities professional with experience in the financial industry. Jarvis holds the Series 7, Series 24, Series 57TO and SIE licenses and has been registered with FINRA. Jarvis is currently employed by Casey Securities LLC. Prior to that, Jarvis was registered with RFA Securities LLC and TJM Investments, LLC.

Firm Information

Jarvis Sutton is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jarvis Sutton’s Registration & Firm History

CA

07/12/2024 - Present

Casey Securities LLC (GREENBRAE CA)

PA

06/04/2024 - 07/29/2024

RFA SECURITIES LLC (PHILADELPHIA PA)

IL

12/13/2017 - 05/22/2024

TJM INVESTMENTS, LLC (CHICAGO IL)

IL

03/05/2015 - 10/23/2017

TJM INVESTMENTS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There is public disclosure for Jarvis Rahsan Sutton. Review regulatory record here.
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