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Jarrod Brent Moore

Kestra Investment Services, LLC

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About Jarrod Brent Moore

Jarrod Brent Moore is a financial advisor with over 17 years of experience in the industry. Jarrod is currently registered with Kestra Investment Services, LLC, which is based in Austin, TX. He is a Series 7, 24, 52, 53 and 63 licensed representative, as well as a Registered Options Principal. Previously, Jarrod was a registered representative for Cary Street Partners, Charles Schwab & Co., Inc., Deutsche Bank Securities Inc., UBS Financial Services Inc., Round Hill Securities, Inc., and M.L. Stern & Co., LLC. Jarrod holds a variety of licenses and registrations, including registration in 53 states and the District of Columbia.

Firm Information

Jarrod Moore is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jarrod Moore’s Registration & Firm History

TX

08/27/2018 - Present

Kestra Investment Services, LLC (AUSTIN TX)

TX

01/27/2014 - 05/17/2018

CARY STREET PARTNERS (AUSTIN TX)

TX

12/06/2010 - 06/10/2013

CHARLES SCHWAB & CO., INC. (AUSTIN TX)

NY

11/29/2006 - 09/22/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CA

08/16/2005 - 11/21/2006

UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)

CA

01/26/2004 - 05/11/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

CA

08/25/2003 - 10/31/2003

M.L. STERN & CO., LLC. (BEVERLY HILLS CA)

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Licenses & Designations

BC

Issued 09/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2023

Series 4 - Registered Options Principal Examination

BC

Issued 05/20/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jarrod Brent Moore.
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