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Jarrath Mathew Shaw

Pruco Securities, LLC

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About Jarrath Mathew Shaw

Jarrath Mathew Shaw is a financial professional with over 19 years of experience in the industry. Shaw is currently registered with Pruco Securities, LLC and has a Series 7, Series 63, and SIE license. Shaw has previously worked with Georgeson Securities Corporation and Computershare Securities Corporation. Shaw specializes in providing financial advice and services to a wide range of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.

Firm Information

Jarrath Shaw is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jarrath Shaw’s Registration & Firm History

NJ

05/29/2014 - Present

Pruco Securities, LLC (NEWARK NJ)

NJ

01/03/2011 - 03/13/2013

GEORGESON SECURITIES CORPORATION (EDISON NJ)

NJ

06/10/2004 - 12/31/2010

COMPUTERSHARE SECURITIES CORPORATION (EDISON NJ)

NJ

05/02/2002 - 10/02/2002

DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 06/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jarrath Mathew Shaw.
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